Howden Capital Markets Limited

Date authorised
1 April 2013
Companies House
05022286
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +4402076233806

  • Complaints Contact

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +4402076233806

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Lloyd's Investment Advice

    For Eligible Counterparty, Professional, Membership of a Lloyd's syndicate, Rights to or interests in investments

    Show 1 limitation
    • · Investment activity in rights to or interests in investments is limited to the other investment types granted for this activity

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Membership of a Lloyd's syndicate, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Underwriting capacity of a Lloyd's syndicate, Unit, Warrant

    Show 1 limitation
    • · Investment activity in rights to or interests in investments is limited to the other investment types granted for this activity

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Keith Arthur Parker

    IRN KAP01035

    • CF1 Director (AR) (16 May 2006 to 10 Mar 2008)
  • Kenneth Robert Barrett

    IRN KRB01060

    • CF1 Director (7 Jul 2011 to 31 Dec 2017)
  • Kieran Daniel O'Regan

    IRN KXO79471

    • CF30 Customer (25 Apr 2025 to 10 Aug 2025)
  • Mark Edward Wolff

    IRN MEW01078

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jul 2022)
    • SMF16 Compliance Oversight (since 25 Jul 2022)
    • SMF3 Executive Director (since 25 Jul 2022)
  • Mark McGarry

    IRN MXM04536

    • CF30 Customer (since 1 Mar 2025)
  • Mark Penton

    IRN MXP01707

    • CF30 Customer (1 Nov 2007 to 4 Sep 2008)
    • CF26 Customer Trading (19 Jan 2007 to 31 Oct 2007)
  • Mark Ronald Shumway

    IRN MXS00341

    • Responsible for Insurance Distribution (15 Jun 2022 to 10 Mar 2023)
    • SMF3 Executive Director (7 Apr 2021 to 10 Mar 2023)
    • SMF16 Compliance Oversight (7 Apr 2021 to 14 Jun 2022)
  • Martin Geoffrey Roberts

    IRN MGR01068

    • CF30 Customer (1 Nov 2007 to 4 Sep 2008)
    • CF26 Customer Trading (19 Jan 2007 to 31 Oct 2007)
  • Mary Theresa O'Connor

    IRN MTO01015

    • CF1 Director (AR) (24 Apr 2023 to 29 Sep 2023)
  • Maxim David Stephen Steward

    IRN MDS01086

    • CF30 Customer (5 Mar 2009 to 19 Nov 2009)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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