Howard Wright Ltd

• Principal Place of Business

  6

  Oaktree House

  Oaktree Rise

  Codsall

  Wolverhampton

  Staffordshire

  WV8 1DT

  UNITED KINGDOM

  Phone

  +443456884939

  Web

  https://www.howardwright.co.uk

• Complaints Contact

  6

  Oaktree House

  Oaktree Rise

  Codsall

  Wolverhampton

  Staffordshire

  WV8 1DT

  UNITED KINGDOM

  Phone

  +443456884939

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Richard Dawes

  IRN AXD12011

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Sep 2022)
  • CF30 Customer (4 Mar 2019 to 8 Dec 2019)
• Alastair James Sharp

  IRN AJS01424

  • CF22 Investment Adviser (Trainee) (2 Jun 2003 to 2 Jun 2003)
• Anthony Robert Forrest

  IRN ARF01053

  • CF30 Customer (1 Nov 2007 to 23 Dec 2008)
  • CF11 Money Laundering Reporting (9 Mar 2007 to 31 May 2008)
  • CF10 Compliance Oversight (18 Oct 2006 to 31 May 2008)
  • CF24 Pension Transfer Specialist (18 Oct 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (22 Jan 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (6 Oct 2003 to 22 Jan 2004)
• Ashley Raymond Smith

  IRN ARS01122

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 2 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2012 to 8 Dec 2019)
• Barry Wesley Cooper

  IRN BWC00005

  • CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2003)
  • CF1 Director (AR) (1 Dec 2001 to 19 Dec 2003)
• Colin Allan Jackson

  IRN CAJ00009

  • CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2006)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 8 Sep 2006)
• Daniel Middleton

  IRN DXM01951

  • CF30 Customer (7 Jan 2008 to 21 Nov 2014)
• Francis Henry Davis

  IRN FHD00001

  • CF30 Customer (27 Sep 2008 to 21 Dec 2012)
• Frederick John McGrath

  IRN FJM00006

  • Responsible for Insurance Mediation (14 Jan 2005 to 15 Feb 2006)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Feb 2006)
  • CF10 Compliance Oversight (1 Dec 2001 to 15 Feb 2006)
  • CF1 Director (1 Dec 2001 to 15 Feb 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2006)
• Gareth Malcolm Robinson

  IRN GMR01069

  • 21. Advising or arranging (bringing about) equity release transactions
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 27 Sep 2016)
  • CF11 Money Laundering Reporting (16 Aug 2019 to 8 Dec 2019)
  • CF1 Director (27 Sep 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (27 Sep 2016 to 30 Sep 2018)
  • CF10 Compliance Oversight (27 Feb 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 7 Sep 2020)
  • CF21 Investment Adviser (28 Jul 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (4 Jan 2006 to 28 Jul 2006)

• B W Cooper (Insurance Brokers) Limited (no longer appointed)

  FRN 116651 · Appointed 30 Jun 1999 · Until 19 Jan 2004

• MTR Associates (no longer appointed)

  FRN 165722 · Appointed 20 Jan 1994 · Until 24 Nov 2020

No changes recorded yet.