Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 23 Dec 2008)
- CF11 Money Laundering Reporting (9 Mar 2007 to 31 May 2008)
- CF10 Compliance Oversight (18 Oct 2006 to 31 May 2008)
- CF24 Pension Transfer Specialist (18 Oct 2006 to 31 Oct 2007)
- CF21 Investment Adviser (22 Jan 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Oct 2003 to 22 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.