Adam Richard Dawes

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Wealth Management Limited

    FRN 188596

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 18 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 18 Nov 2024)
  • Kingsland Wealth Management Limited (no longer approved here)

    FRN 211899

    • (6)Employed By (5 Nov 2024 to 8 Apr 2025)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • [FCA CF] Client dealing (30 Nov 2023 to 8 Apr 2025)
    • Appointed representative dealing with clients for which they require qualification (30 Nov 2023 to 8 Apr 2025)
    • CF30 Customer (30 Nov 2023 to 8 Apr 2025)
  • Howard Wright Ltd (no longer approved here)

    FRN 114610

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2022)
    • CF30 Customer (4 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.