Howard Wright Ltd

• Principal Place of Business

  6

  Oaktree House

  Oaktree Rise

  Codsall

  Wolverhampton

  Staffordshire

  WV8 1DT

  UNITED KINGDOM

  Phone

  +443456884939

  Web

  https://www.howardwright.co.uk

• Complaints Contact

  6

  Oaktree House

  Oaktree Rise

  Codsall

  Wolverhampton

  Staffordshire

  WV8 1DT

  UNITED KINGDOM

  Phone

  +443456884939

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Graham John Tomlinson

  IRN GJT00010

  • CF30 Customer (1 Jun 2009 to 19 Mar 2010)
• Ian Geoffrey Maltby

  IRN IGM00012

  • CF24 Pension Transfer Specialist (6 Aug 2002 to 28 Feb 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2007)
• Joanne Sarah Richards

  IRN JSR00002

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (28 Sep 2006 to 8 Dec 2019)
  • CF4 Partner (AR) (1 Dec 2001 to 7 Sep 2020)
  • CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2006)
• Kenneth Malcolm Adams

  IRN KMA00001

  • CF21 Investment Adviser (1 Dec 2001 to 7 May 2003)
• Liva Zandere

  IRN LXZ13730

  • CF30 Customer (11 Apr 2019 to 8 Dec 2019)
• Michael Thomas Richards

  IRN MTR00001

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • Responsible for Insurance Distribution (1 Oct 2018 to 24 Aug 2023)
  • CF30 Customer (1 Nov 2007 to 7 Sep 2020)
  • CF1 Director (28 Sep 2006 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (28 Sep 2006 to 31 Mar 2009)
  • Responsible for Insurance Mediation (28 Sep 2006 to 30 Sep 2018)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF4 Partner (AR) (1 Dec 2001 to 7 Sep 2020)
• Michael Walker

  IRN MXW00041

  • CF30 Customer (1 Nov 2007 to 22 Dec 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 24 Sep 2006)
  • CF3 Chief Executive (1 Dec 2001 to 24 Sep 2006)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 24 Sep 2006)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• Natalie Elaine Everson

  IRN NEN00005

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (27 Sep 2016 to 8 Dec 2019)
  • CF1 Director (27 Sep 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (28 Feb 2012 to 10 Jun 2019)
  • CF22 Investment Adviser (Trainee) (17 Nov 2004 to 28 Dec 2006)
• Neil Melvyn Abel

  IRN NMA00006

  • CF1 Director (AR) (1 Dec 2001 to 19 Dec 2003)
• Paul Antony Williams

  IRN PAW01205

  • CF11 Money Laundering Reporting (23 Oct 2007 to 10 Feb 2012)
  • CF10 Compliance Oversight (23 Oct 2007 to 10 Feb 2012)

• B W Cooper (Insurance Brokers) Limited (no longer appointed)

  FRN 116651 · Appointed 30 Jun 1999 · Until 19 Jan 2004

• MTR Associates (no longer appointed)

  FRN 165722 · Appointed 20 Jan 1994 · Until 24 Nov 2020

No changes recorded yet.