Graham John Tomlinson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Obsidian Financial Limited

    FRN 509756

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (22 Apr 2014 to 8 Dec 2019)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (15 Aug 2012 to 30 Apr 2014)
  • Howard Wright Ltd (no longer approved here)

    FRN 114610

    • CF30 Customer (1 Jun 2009 to 19 Mar 2010)
  • FSC Investment Services Limited (no longer approved here)

    FRN 185525

    • (5)Employed By (14 Jun 2002 to 30 Dec 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.