Date authorised
1 April 2014
Companies House
08759448
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st & 2nd Floor
    Hillcrest House
    4 Market Hill
    Maldon
    Essex
    CM9 4PZ
    UNITED KINGDOM
    Phone
    +441621876030
  • Complaints Contact

    1st & 2nd Floor
    Hillcrest House
    4 Market Hill
    Maldon
    Essex
    CM9 4PZ
    UNITED KINGDOM
    Phone
    +441621876030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

    Show 1 limitation
    • · This permission is limited to lending which the firm carries on as a supplier and (i) no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement; (ii) the regulated credit agreement is not a hire-purchase agreement or a conditional sale agreement; and (iii) unless the firm is a not-for profit body, the obligation of the borrower to repay is not secured, and is not to be secured, by a legal mortgage on land
  • Loan Servicing

    Show 1 limitation
    • · This permission is limited to exercising the rights and duties of loans which the firm carries on as a supplier - and (i) no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement;(ii) the regulated credit agreement is not a hire-purchase agreement or a conditional sale agreement; and (iii) unless the firm is a not-for profit body, the obligation of the borrower to repay is not secured, and is not to be secured, by a legal mortgage on land
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joy Harrison

    IRN JXH00692

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2023)
  • Michael Daniel John Donnelly

    IRN MXD00748

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • Patrick Gregory Edward Ambrose

    IRN PXA00151

    • [FCA CF] Functions requiring qualifications (20 Dec 2020 to 5 Oct 2023)
  • Paul John Hoskin

    IRN PJH00155

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 5 May 2016)
    • CF1 Director (1 Apr 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2014 to 4 Nov 2019)
    • CF30 Customer (1 Apr 2014 to 8 Nov 2017)
    • Responsible for Insurance Mediation (1 Apr 2014 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 Apr 2014 to 4 Nov 2019)
  • Paul Jouhal

    IRN PXJ00024

    • CF30 Customer (24 Nov 2016 to 31 May 2018)
  • Philip John Regan

    IRN PJR00005

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 13 Feb 2024)
  • Prasad Sivasankaran

    IRN PXS00377

    • [FCA CF] Functions requiring qualifications (20 Dec 2020 to 23 Oct 2023)
  • Rachel Ruth Hoskin

    IRN RXH01778

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 20 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (AR) (since 7 Oct 2015)
    • CF11 Money Laundering Reporting (1 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2019 to 8 Dec 2019)
  • Richard Clive Nicholls

    IRN RXN00032

    • CF30 Customer (15 Oct 2015 to 30 Nov 2017)
  • Robert David Leonard

    IRN RDL01072

    • [FCA CF] Functions requiring qualifications (9 Apr 2021 to 29 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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