Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Blake and Day Financial Planning Limited
FRN 843625
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 May 2020)
- [FCA CF] Functions requiring qualifications (since 1 May 2020)
-
- CF30 Customer (4 Oct 2017 to 15 Dec 2017)
-
- CF30 Customer (24 Nov 2016 to 31 May 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.