Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 20 Feb 2023)
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Frederick Charles Wealth Management Ltd
FRN 789009
- (3)Employed By (since 20 Feb 2023)
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HOSKIN FINANCIAL PLANNING LTD
FRN 613005
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 20 Dec 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF1 Director (AR) (since 7 Oct 2015)
- CF11 Money Laundering Reporting (1 Nov 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Nov 2019 to 8 Dec 2019)
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ABC Financial Services (Essex) Ltd
FRN 450432
- (1)Employed By (since 25 Feb 2010)
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- CF1 Director (AR) (25 Feb 2010 to 20 Oct 2015)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at ABC Financial Services (Essex) Ltd
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controlled function added: (1)Employed By at ABC Financial Services (Essex) Ltd