HOLYOAKES GROUP LIMITED

• Principal Place of Business

  Holyoakes Group Ltd

  Unit 7

  Sugarbrook Court

  Aston Road

  Bromsgrove

  Worcestershire

  B60 3EX

  UNITED KINGDOM

  Phone

  +4401527576667

  Web

  https://www.holyoakes.co.uk

• Complaints Contact

  7 Sugarbrook Court

  Aston Road

  Bromsgrove

  Worcs

  B60 3EX

  UNITED KINGDOM

  Phone

  +4401527576667

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice and advice on buy to let mortgages and advice on second charge mortgages and advice on personal loans.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Linda Veronica Letchford

  IRN LVL00001

  • CF4 Partner (AR) (23 Jul 2008 to 2 Feb 2010)
  • CF30 Customer (23 Jul 2008 to 2 Feb 2010)
• Mark John Lewington

  IRN MJL00052

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
• Martin Field

  IRN MXF01332

  • Responsible for Insurance Distribution (since 22 Apr 2022)
  • SMF3 Executive Director (since 22 Apr 2022)
  • Responsibility for MCD Intermediation (since 22 Apr 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jan 2022)
  • SMF16 Compliance Oversight (since 27 Jan 2022)
• Matthew Clarke

  IRN MXC00189

  • 11. Pension transfer specialist
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 14 Aug 2008)
  • CF1 Director (AR) (since 14 Aug 2008)
• Michael Charles Holland

  IRN MCH01075

  • CF1 Director (AR) (9 Feb 2021 to 5 Aug 2021)
• Paul Adrian Mitchell

  IRN PAM00008

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Nov 2023)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2023)
  • CF30 Customer (11 Dec 2013 to 28 Nov 2023)
• Paul Anthony Zacaroli

  IRN PAZ01001

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • CF1 Director (AR) (since 5 Aug 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (since 30 Sep 2013)
• Paul James Christopher Clarke

  IRN PJC00061

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 26 Jan 2026)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Jun 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Jun 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jun 2021)
  • CF30 Customer (30 Sep 2016 to 4 Jun 2021)
• Philip Robert Smith

  IRN PRS01168

  • CF30 Customer (17 Mar 2023 to 20 Jan 2025)
  • [FCA CF] Functions requiring qualifications (17 Mar 2023 to 20 Jan 2025)
  • [FCA CF] Client dealing (17 Mar 2023 to 20 Jan 2025)
• Robert James Mansfield

  IRN RJM00042

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 1 Apr 2025)
  • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2025)
  • CF30 Customer (since 28 Feb 2025)

• John Caddy (no longer appointed)

  FRN 462538 · Appointed 14 Dec 2012 · Until 30 Oct 2023

• Cara Turner (no longer appointed)

  FRN 503292 · Appointed 6 Jul 2009 · Until 8 Dec 2011

• CIA Associates Independent (no longer appointed)

  FRN 187065 · Appointed 15 Jul 2008 · Until 31 Jan 2010

• C V Firminger & Co Ltd (no longer appointed)

  FRN 435591 · Appointed 15 Jul 2005 · Until 2 Oct 2023

No changes recorded yet.