Philip Robert Smith

• AFH Independent Financial Services Limited

  FRN 216704

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 25 Apr 2025)
  • [FCA CF] Client dealing (since 25 Apr 2025)
• HOLYOAKES GROUP LIMITED (no longer approved here)

  FRN 426166

  • CF30 Customer (17 Mar 2023 to 20 Jan 2025)
  • [FCA CF] Functions requiring qualifications (17 Mar 2023 to 20 Jan 2025)
  • [FCA CF] Client dealing (17 Mar 2023 to 20 Jan 2025)
• Corpad Wealth Management Ltd (no longer approved here)

  FRN 939654

  • Employed By (17 Mar 2023 to 20 Jan 2025)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (24 Jan 2023 to 24 Jan 2023)
  • CF1 Director (AR) (24 Jan 2023 to 24 Jan 2023)
• PHIL ANDERSON FINANCIAL SERVICES LTD. (no longer approved here)

  FRN 631218

  • [FCA CF] Functions requiring qualifications (1 Feb 2022 to 26 Aug 2022)
  • [FCA CF] Client dealing (1 Feb 2022 to 26 Aug 2022)
• Leodis Wealth Limited (no longer approved here)

  FRN 707896

  • Appointed representative dealing with clients for which they require qualification (18 Feb 2021 to 31 Jan 2022)
• Navigation Wealth Management Limited (no longer approved here)

  FRN 911786

  • (10)Employed By (31 Jul 2019 to 16 Feb 2021)
• David North (no longer approved here)

  FRN 401689

  • Employed By (29 Jan 2016 to 2 Jun 2017)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • CF30 Customer (29 May 2014 to 16 Sep 2015)
• Windsor Wealth Management Ltd (no longer approved here)

  FRN 176837

  • Employed By (29 May 2014 to 16 Sep 2015)

No changes recorded yet.