HOLYOAKES GROUP LIMITED

• Principal Place of Business

  Holyoakes Group Ltd

  Unit 7

  Sugarbrook Court

  Aston Road

  Bromsgrove

  Worcestershire

  B60 3EX

  UNITED KINGDOM

  Phone

  +4401527576667

  Web

  https://www.holyoakes.co.uk

• Complaints Contact

  7 Sugarbrook Court

  Aston Road

  Bromsgrove

  Worcs

  B60 3EX

  UNITED KINGDOM

  Phone

  +4401527576667

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice and advice on buy to let mortgages and advice on second charge mortgages and advice on personal loans.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David James Longrigg

  IRN DJL01160

  • CF4 Partner (AR) (18 Jul 2008 to 1 Jan 2009)
  • CF30 Customer (18 Jul 2008 to 1 Nov 2008)
• David John Dexter

  IRN DJD00015

  • CF30 Customer (2 Jan 2009 to 1 Sep 2010)
• Felix Richard Derington Fenning

  IRN FRF00001

  • CF30 Customer (12 Nov 2008 to 1 Oct 2009)
• Fraser Cameron

  IRN FXC16232

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF30 Customer (since 28 Jun 2023)
  • [FCA CF] Functions requiring qualifications (since 28 Jun 2023)
• Gillian Karen Best

  IRN GKB01034

  • CF1 Director (AR) (since 22 Jan 2021)
• Howard Brent Cox

  IRN HBC00001

  • CF30 Customer (26 Jan 2022 to 16 Feb 2022)
  • CF1 Director (AR) (21 Aug 2021 to 23 Dec 2021)
• John Caddy

  IRN JXC00009

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Oct 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Oct 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Oct 2023)
  • CF30 Customer (11 Nov 2012 to 30 Oct 2023)
• John Derek Washington

  IRN JDW00003

  • CF30 Customer (27 Jul 2015 to 27 Aug 2015)
• Joseph Martin Conry

  IRN JMC00009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 20 Feb 2025)
  • [FCA CF] Client dealing (since 20 Feb 2025)
• Kevin Hathaway

  IRN KXH00040

  • CF30 Customer (1 Oct 2012 to 30 Sep 2015)

• John Caddy (no longer appointed)

  FRN 462538 · Appointed 14 Dec 2012 · Until 30 Oct 2023

• Cara Turner (no longer appointed)

  FRN 503292 · Appointed 6 Jul 2009 · Until 8 Dec 2011

• CIA Associates Independent (no longer appointed)

  FRN 187065 · Appointed 15 Jul 2008 · Until 31 Jan 2010

• C V Firminger & Co Ltd (no longer appointed)

  FRN 435591 · Appointed 15 Jul 2005 · Until 2 Oct 2023

No changes recorded yet.