Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JULIAN HARRIS ADVISER NETWORK LIMITED
FRN 304155
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- CF30 Customer (since 25 Mar 2026)
- Appointed representative dealing with clients for which they require qualification (since 25 Mar 2026)
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Julian Harris Financial Consultants
FRN 153566
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 3 Nov 2015)
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Financial Simplicity
FRN 403316
- (1)Employed By (since 3 Nov 2015)
- (1)Employed By (31 Oct 2004 to 8 Dec 2019)
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- CF30 Customer (27 Jul 2015 to 27 Aug 2015)
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- CF30 Customer (1 Nov 2007 to 27 Nov 2015)
- CF7 Sole Trader (AR) (7 Sep 2004 to 31 Jan 2007)
- CF22 Investment Adviser (Trainee) (7 Sep 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.