John Caddy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOLYOAKES GROUP LIMITED (no longer approved here)

    FRN 426166

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Oct 2023)
    • CF30 Customer (11 Nov 2012 to 30 Oct 2023)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 30 Nov 2012)
    • CF22 Investment Adviser (Trainee) (21 Apr 2005 to 31 Oct 2007)
  • Brian Matthews (no longer approved here)

    FRN 410480

    • Employed By (21 Apr 2005 to 30 Oct 2023)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.