Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Feb 2022)
    • [FCA CF] Client dealing (since 15 Feb 2022)
  • HOLYOAKES GROUP LIMITED (no longer approved here)

    FRN 426166

    • CF30 Customer (26 Jan 2022 to 16 Feb 2022)
    • CF1 Director (AR) (21 Aug 2021 to 23 Dec 2021)
  • Corpad Employee Benefits Ltd (no longer approved here)

    FRN 943087

    • Employed By (21 Aug 2021 to 23 Dec 2021)
  • MITCHELL PROCKTER (FINANCIAL SERVICES) LIMITED (no longer approved here)

    FRN 121003

    • CF1 Director (AR) (28 Nov 2002 to 3 Feb 2005)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 12 Dec 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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