Hoegh Capital Partners Limited

• Principal Place of Business

  One Hooper's Court

  Knightsbridge

  London

  SW3 1AF

  UNITED KINGDOM

  Phone

  +4402073617700

  Web

  http://www.hoegh.co.uk

• Complaints Contact

  One Hooper's Court

  Knightsbridge

  London

  SW3 1AF

  ENGLAND

  Phone

  +4402073617700

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Alexander Valkin

  IRN AAV01006

  • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
  • CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)
• Anil Harish Raval

  IRN AXR01200

  • CF11 Money Laundering Reporting (29 Apr 2002 to 9 Aug 2005)
  • CF10 Compliance Oversight (29 Apr 2002 to 9 Aug 2005)
  • CF1 Director (29 Apr 2002 to 9 Aug 2005)
• Cristina Ciserani

  IRN CXC00258

  • [FCA CF] Significant management (since 9 Dec 2019)
• David Markham Chandler

  IRN DMC01091

  • CF15 Internal Audit (1 Dec 2001 to 25 Feb 2005)
  • CF13 Finance (1 Dec 2001 to 25 Feb 2005)
  • CF1 Director (1 Dec 2001 to 25 Feb 2005)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 25 Feb 2005)
• Eric Michael Tinholt Den Besten

  IRN EMD01035

  • [FCA CF] Client dealing (since 1 Sep 2023)
  • SMF1 Chief Executive (since 14 Aug 2023)
  • SMF3 Executive Director (since 14 Aug 2023)
• Guy Delemere Lafferty

  IRN GDL01033

  • CF30 Customer (1 Nov 2007 to 16 Dec 2015)
  • CF10 Compliance Oversight (23 Sep 2005 to 27 Jul 2012)
  • CF11 Money Laundering Reporting (23 Sep 2005 to 27 Jul 2012)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 1 Jun 2012)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 16 Dec 2015)
• Ian Luke

  IRN IRL01007

  • SMF16 Compliance Oversight (since 1 Jul 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jul 2024)
  • [FCA CF] Client dealing (since 28 Mar 2024)
  • [FCA CF] Significant management (since 28 Mar 2024)
  • SMF3 Executive Director (since 15 Mar 2024)
• Joshua Mark Green

  IRN JMG01240

  • CF30 Customer (15 Aug 2011 to 30 Sep 2016)
• Kenneth Malcom Bailey

  IRN KMB01105

  • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2024)
  • SMF3 Executive Director (9 Dec 2019 to 11 Jan 2024)
  • CF10 Compliance Oversight (20 Jul 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 Jul 2012 to 8 Dec 2019)
  • CF30 Customer (8 Aug 2011 to 8 Dec 2019)
  • CF1 Director (3 Oct 2007 to 8 Dec 2019)
• Laurent Pierre-Marie Raoul Edmond Laffy

  IRN LPL01006

  • CF30 Customer (12 Nov 2007 to 20 Jun 2008)

No changes recorded yet.