Date authorised
1 April 2013
Companies House
02486005
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Hooper's Court
    Knightsbridge
    London
    SW3 1AF
    UNITED KINGDOM
    Phone
    +4402073617700
  • Complaints Contact

    One Hooper's Court
    Knightsbridge
    London
    SW3 1AF
    ENGLAND
    Phone
    +4402073617700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Leif Ovesøn Høegh

    IRN LOH01001

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Dec 2001 to 8 Dec 2019)
  • Marie-Christine Riachi

    IRN MXR01275

    • CF30 Customer (1 Nov 2007 to 18 Mar 2009)
    • CF21 Investment Adviser (25 Jun 2007 to 31 Oct 2007)
    • CF1 Director (13 Nov 2002 to 18 Mar 2009)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 25 Jun 2007)
  • Martine Evelyn Vice Holter

    IRN MEV01012

    • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (4 Jul 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
    • CF3 Chief Executive (4 Jul 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Jul 2007 to 31 Oct 2007)
  • Michael John Morrison

    IRN MJM01226

    • CF11 Money Laundering Reporting (1 Dec 2001 to 23 Apr 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 23 Apr 2002)
  • Roger Wentworth Parsons

    IRN RWP01046

    • CF2 Non Executive Director (1 Dec 2001 to 28 Aug 2008)
  • Thomas Christian Høegh

    IRN TCH01027

    • SMF3 Executive Director (9 Dec 2019 to 8 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (4 Jul 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Jul 2007 to 31 Oct 2007)
    • CF2 Non Executive Director (1 Dec 2001 to 28 Jun 2007)
  • Thomas George Balls

    IRN TGB01044

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 Aug 2011 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.