Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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THIRDWAY CAPITAL LTD
FRN 842033
- SMF3 Executive Director (since 17 Mar 2020)
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- CF30 Customer (1 Nov 2007 to 16 Dec 2015)
- CF10 Compliance Oversight (23 Sep 2005 to 27 Jul 2012)
- CF11 Money Laundering Reporting (23 Sep 2005 to 27 Jul 2012)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 16 Dec 2015)
- CF3 Chief Executive (1 Dec 2001 to 1 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.