Ian Luke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hoegh Capital Partners Limited

    FRN 148680

    • SMF16 Compliance Oversight (since 1 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jul 2024)
    • [FCA CF] Significant management (since 28 Mar 2024)
    • [FCA CF] Client dealing (since 28 Mar 2024)
    • SMF3 Executive Director (since 15 Mar 2024)
  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • [FCA CF] Significant management (15 Sep 2020 to 11 May 2022)
    • [FCA CF] Manager of certification employee (15 Sep 2020 to 11 May 2022)
    • [FCA CF] Material risk taker (15 Sep 2020 to 11 May 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (30 Mar 2010 to 15 Nov 2013)
    • CF21 Investment Adviser (12 Dec 2005 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 12 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.