HG Pooled Management Limited

• Principal Place of Business

  2 More London

  Riverside

  London

  SE1 2AP

  UNITED KINGDOM

  Phone

  +442038908571

  Web

  https://www.hgcapital.com

• Complaints Contact

  2 More London

  Riverside

  London

  SE1 2AP

  UNITED KINGDOM

  Phone

  +4402038908571

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver Glyn Thomas

  IRN OGT01006

  • CF30 Customer (1 Oct 2012 to 31 Mar 2013)
• Olivier Delpon De Vaux

  IRN OXD01156

  • CF30 Customer (1 Jul 2017 to 1 Dec 2017)
• Peter Alexander Miholich

  IRN PAM01130

  • CF30 Customer (12 Feb 2018 to 8 Dec 2019)
• Philip Anthony Marshall

  IRN PXM00472

  • [FCA CF] Significant management (1 Apr 2023 to 31 Mar 2024)
  • SMF3 Executive Director (29 Jul 2022 to 1 Apr 2023)
• Philipp Schwalber

  IRN PXS01296

  • CF30 Customer (1 Nov 2007 to 31 Aug 2017)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Philippe Pollet

  IRN PJP01044

  • CF27 Investment Management (1 Dec 2001 to 18 Apr 2002)
• Richard James Mathews

  IRN RJM01177

  • CF30 Customer (1 Nov 2007 to 30 Jul 2009)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Richard Philip Webber Donner

  IRN RPD01016

  • CF30 Customer (28 Nov 2007 to 8 Dec 2019)
• Richard Spencer Earnshaw

  IRN RSE01026

  • [FCA CF] Client dealing (1 Apr 2020 to 9 Jun 2023)
  • CF30 Customer (3 Sep 2018 to 8 Dec 2019)
• Robert Damon De Laszlo

  IRN RDD01033

  • CF30 Customer (1 Nov 2007 to 1 Oct 2016)
  • CF27 Investment Management (5 Sep 2007 to 31 Oct 2007)

No changes recorded yet.