HG Pooled Management Limited

• Principal Place of Business

  2 More London

  Riverside

  London

  SE1 2AP

  UNITED KINGDOM

  Phone

  +442038908571

  Web

  https://www.hgcapital.com

• Complaints Contact

  2 More London

  Riverside

  London

  SE1 2AP

  UNITED KINGDOM

  Phone

  +4402038908571

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robin Lewis Lincoln

  IRN RLL01012

  • CF30 Customer (1 Nov 2007 to 30 Jul 2009)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Roman Kurt Othmar Pelka

  IRN RKP01006

  • CF27 Investment Management (1 Dec 2001 to 26 Feb 2004)
• Ross George Reason

  IRN RGR01030

  • CF2 Non Executive Director (11 Feb 2014 to 1 Apr 2018)
• Roy Goddard

  IRN RXG01211

  • CF2 Non Executive Director (1 Dec 2001 to 8 Jul 2011)
• Samantha Louise Birmingham

  IRN SXB11114

  • [FCA CF] Material risk taker (since 1 Aug 2025)
  • [FCA CF] Client dealing (since 8 Apr 2024)
• Sandra Viviana Castro

  IRN SVC01010

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2022)
• Sascha Oliver Kaumann

  IRN SOK01005

  • CF30 Customer (12 Mar 2015 to 31 Aug 2015)
• Sean Elliot Farnsworth

  IRN SXF25414

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Nov 2025)
  • SMF16 Compliance Oversight (since 6 Nov 2025)
• Sebastien Marie-Julien Briens

  IRN SMB01315

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (20 Oct 2014 to 8 Dec 2019)
• Sergio Ferrarini

  IRN SXF01826

  • CF30 Customer (28 Feb 2018 to 8 Dec 2019)

No changes recorded yet.