Philippe Pollet

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 11 Jul 2018)
  • ARBION LIMITED (no longer approved here)

    FRN 513138

    • CF30 Customer (17 Nov 2016 to 14 May 2018)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Apr 2016)
    • CF30 Customer (31 Oct 2014 to 6 Mar 2016)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (31 Oct 2014 to 27 Apr 2016)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF30 Customer (1 Nov 2007 to 11 Jul 2008)
    • CF21 Investment Adviser (5 Sep 2006 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (5 May 2006 to 13 Aug 2006)
  • HG Pooled Management Limited (no longer approved here)

    FRN 122466

    • CF27 Investment Management (1 Dec 2001 to 18 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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