Herax Partners LLP

• Principal Place of Business

  86-87 Wimpole Street

  London

  W1G 9RL

  UNITED KINGDOM

  Phone

  +4402073991680

  Web

  https://www.heraxpartners.com

• Complaints Contact

  86-87 Wimpole Street

  London

  W1G 9RL

  UNITED KINGDOM

  Phone

  +4402073991680

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Laurence Magor

  IRN DLM01111

  • CF30 Customer (18 Oct 2016 to 9 Sep 2019)
• Eric Jean-Christophe Robin

  IRN EJR01013

  • CF30 Customer (10 Mar 2014 to 5 Feb 2018)
• Florian Fautz

  IRN FXF01198

  • CF30 Customer (16 Oct 2017 to 8 Dec 2019)
• Giuseppe Leonello

  IRN GXL00185

  • [FCA CF] Client dealing (3 Feb 2022 to 25 Apr 2025)
• Hamish Vasant Shah

  IRN HVS01004

  • CF30 Customer (1 Apr 2011 to 12 Sep 2011)
• Ian David Beatty

  IRN IXB01165

  • CF30 Customer (15 Feb 2016 to 8 Nov 2016)
• John Hilton Mellett

  IRN JHM01054

  • CF30 Customer (16 May 2012 to 8 Dec 2019)
• John Jung-Hun Haam

  IRN JJH01076

  • CF30 Customer (29 Nov 2010 to 28 Nov 2011)
• John Keith Sleeman

  IRN JKS01030

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 Feb 2018 to 8 Dec 2019)
• Jonathan Richard Howells

  IRN JRH01118

  • CF30 Customer (23 Jul 2010 to 24 May 2011)

• Fair Value Capital (UK) Limited (no longer appointed)

  FRN 616320 · Appointed 24 Feb 2014 · Until 17 Apr 2023

• FQC Ltd (no longer appointed)

  FRN 516103 · Appointed 12 Jan 2010 · Until 11 Nov 2011

No changes recorded yet.