John Keith Sleeman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Herax Partners LLP

    FRN 401632

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Feb 2018 to 8 Dec 2019)
  • S.P. ANGEL CORPORATE FINANCE LLP (no longer approved here)

    FRN 516932

    • CF30 Customer (1 Jul 2010 to 29 Dec 2017)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF30 Customer (1 Nov 2007 to 1 Jul 2010)
    • CF23 Corporate Finance Adviser (21 Feb 2006 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF23 Corporate Finance Adviser (1 Jul 2002 to 31 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.