Herax Partners LLP

• Principal Place of Business

  86-87 Wimpole Street

  London

  W1G 9RL

  UNITED KINGDOM

  Phone

  +4402073991680

  Web

  https://www.heraxpartners.com

• Complaints Contact

  86-87 Wimpole Street

  London

  W1G 9RL

  UNITED KINGDOM

  Phone

  +4402073991680

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam McManus

  IRN AXM00722

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Sep 2021)
• Alejandro Sanchez-Ramade

  IRN AXS05294

  • [FCA CF] Client dealing (30 Sep 2024 to 23 Jul 2025)
• Alex Wheeler

  IRN AXW02286

  • CF30 Customer (17 Aug 2016 to 20 Sep 2018)
• Andres Reig-Schmidt

  IRN AXR01260

  • SMF27 Partner (since 9 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (10 Aug 2004 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (10 Aug 2004 to 31 Oct 2007)
  • CF13 Finance (10 Aug 2004 to 31 Oct 2007)
• Angus John Tilney MacPherson

  IRN AJM01285

  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Aug 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (10 Aug 2004 to 31 Oct 2007)
  • CF4 Partner (10 Aug 2004 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (10 Aug 2004 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (10 Aug 2004 to 8 Dec 2019)
• Cameron Haley

  IRN CXH01005

  • [FCA CF] Client dealing (since 2 Mar 2026)
• Christian Scharf

  IRN CXS01885

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2023)
  • CF30 Customer (8 Apr 2019 to 8 Dec 2019)
• Christina von Bergwelt

  IRN CXV00102

  • [FCA CF] Client dealing (since 30 Sep 2024)
• Daniel Al-Khalaf

  IRN DXA00502

  • [FCA CF] Client dealing (since 2 Mar 2026)
• Daniyal Hasan

  IRN DXH19931

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Aug 2021)
  • CF30 Customer (9 Sep 2019 to 8 Dec 2019)

• Fair Value Capital (UK) Limited (no longer appointed)

  FRN 616320 · Appointed 24 Feb 2014 · Until 17 Apr 2023

• FQC Ltd (no longer appointed)

  FRN 516103 · Appointed 12 Jan 2010 · Until 11 Nov 2011

No changes recorded yet.