Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (10 Aug 2004 to 31 Oct 2007)
    • CF4 Partner (10 Aug 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Aug 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Aug 2004 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (10 Aug 2004 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF23 Corporate Finance Adviser (1 Jul 2002 to 12 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.