Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stout Park Ltd

    FRN 1007297

    • [FCA CF] Client dealing (since 11 Nov 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Nov 2024)
    • SMF3 Executive Director (since 11 Nov 2024)
    • SMF16 Compliance Oversight (since 11 Nov 2024)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF1 Director (AR) (9 May 2014 to 7 Nov 2024)
    • CF30 Customer (9 May 2014 to 7 Nov 2024)
  • Stout Park Ltd (no longer approved here)

    FRN 621662

    • Employed By (9 May 2014 to 7 Nov 2024)
  • Capstan Capital Partners LLP (no longer approved here)

    FRN 501275

    • CF30 Customer (16 Jun 2011 to 12 May 2014)
  • Herax Partners LLP (no longer approved here)

    FRN 401632

    • CF30 Customer (23 Jul 2010 to 24 May 2011)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF30 Customer (1 Nov 2007 to 17 Apr 2009)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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