Hamish Vasant Shah

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KROLL SECURITIES LTD.
FRN 466588
- [FCA CF] Client dealing (since 5 Nov 2024)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2024)
- CF30 Customer (2 Jul 2019 to 8 Dec 2019)
Capstan Capital Partners LLP (no longer approved here)
FRN 501275
- CF30 Customer (19 Sep 2011 to 6 May 2016)
Herax Partners LLP (no longer approved here)
FRN 401632
- CF30 Customer (1 Apr 2011 to 12 Sep 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.