Hedley Asset Management Limited

• Principal Place of Business

  Williamson House

  Swan Square

  Haverfordwest

  Sir Benfro

  SA61 2AN

  UNITED KINGDOM

  Phone

  +4401437767766

  Web

  https://www.hedleyasset.co.uk

• Complaints Contact

  Williamson House

  Swan Square

  Haverfordwest

  Pembrokeshire

  SA61 2AN

  UNITED KINGDOM

  Phone

  +4401437767766

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Laing Davies

  IRN ALD00004

  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Mar 2020)
  • CF10 Compliance Oversight (1 Jul 2015 to 8 Dec 2019)
• Christopher Stephen Morgan

  IRN CSM01084

  • CF10 Compliance Oversight (10 Dec 2014 to 7 Jul 2015)
  • CF30 Customer (9 Oct 2008 to 31 Dec 2016)
• David Liam Gascoyne

  IRN DLG00019

  • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
  • CF21 Investment Adviser (27 Mar 2003 to 31 Oct 2007)
• Edward Peter Scott

  IRN EPS00006

  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 13 Apr 2026)
  • SMF3 Executive Director (since 21 Jul 2022)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Sep 2020)
  • CF30 Customer (10 Dec 2012 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Nov 2004)
• Ian James Ace

  IRN IJA00002

  • CF1 Director (1 Dec 2001 to 1 Feb 2002)
• Julian Scordino

  IRN JXS02449

  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (27 Jun 2011 to 31 Dec 2012)
• Linda Susan Scott

  IRN LSS00001

  • Responsible for Insurance Distribution (since 7 Jul 2021)
  • Responsibility for MCD Intermediation (since 7 Jul 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (29 Sep 2020 to 3 Mar 2026)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF11 Money Laundering Reporting (27 Sep 2006 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Michael Owen Neal

  IRN MON00001

  • CF1 Director (1 Dec 2001 to 1 Feb 2002)
• Michael Philip Shaw

  IRN MPS00005

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2020 to 1 Sep 2023)
  • SMF3 Executive Director (9 Dec 2019 to 18 Feb 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 18 Feb 2021)
  • Responsibility for MCD Intermediation (27 Sep 2016 to 18 Feb 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (8 Feb 2005 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 9 Sep 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF10 Compliance Oversight (1 Dec 2001 to 10 Dec 2014)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Nigel Christopher Baker

  IRN NCB00021

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (9 Dec 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (17 Aug 2004 to 31 Oct 2007)

No changes recorded yet.