Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 30 Dec 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (20 Apr 2005 to 4 Oct 2018)
    • CF21 Investment Adviser (20 Apr 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (20 Apr 2005 to 31 Oct 2007)
    • Employed By (since 22 Feb 2012)
  • Hedley Asset Management Limited (no longer approved here)

    FRN 181210

    • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
    • CF21 Investment Adviser (27 Mar 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.