Christopher Stephen Morgan

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Planet 3 Wealth Limited

    FRN 745837

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 4 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (3 Oct 2016 to 8 Dec 2019)
    • CF1 Director (3 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (3 Oct 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Oct 2016 to 30 Sep 2018)
  • Hedley Asset Management Limited (no longer approved here)

    FRN 181210

    • CF10 Compliance Oversight (10 Dec 2014 to 7 Jul 2015)
    • CF30 Customer (9 Oct 2008 to 31 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.