Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (27 Jun 2011 to 31 Dec 2012)
  • Steven Walker and Associates (no longer approved here)

    FRN 216426

    • (7)Employed By (21 Oct 2009 to 29 Jun 2011)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (21 Oct 2009 to 29 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.