Headley Financial Services Limited

• Principal Place of Business

  Headley Financial Services Ltd

  Grosvenor House

  Basing View

  Basingstoke

  Hampshire

  RG21 4HG

  UNITED KINGDOM

  Phone

  +441420446140

  Web

  https://www.headleyfs.com

• Complaints Contact

  Headley Financial Services Ltd

  Grosvenor House

  Basing View

  Basingstoke

  Hampshire

  RG21 4HG

  UNITED KINGDOM

  Phone

  +441420446140

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julian David Llewellyn

  IRN JDL01119

  • SMF3 Executive Director (since 26 Jan 2026)
• Lesley Elisabeth Mansfield

  IRN LEM00001

  • CF30 Customer (4 Jan 2011 to 5 Jun 2015)
• Mark David Potter

  IRN MDP00031

  • CF30 Customer (20 Jul 2012 to 1 Jan 2018)
• Paul Anthony Marriott

  IRN PXM00305

  • SMF17 Money Laundering Reporting Officer (MLRO) (5 Mar 2024 to 20 Sep 2024)
  • SMF16 Compliance Oversight (5 Mar 2024 to 20 Sep 2024)
• Paul Robert Fazackerley

  IRN PRF01056

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 9 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Jun 2025)
• Philip Andrew Hasell

  IRN PAH01233

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Mar 2024)
  • SMF3 Executive Director (9 Dec 2019 to 7 Mar 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 7 Mar 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 7 Mar 2024)
  • CF1 Director (13 Feb 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (11 Jul 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 Jul 2016 to 8 Dec 2019)
  • CF30 Customer (1 Sep 2014 to 8 Dec 2019)
• Robert Barnes

  IRN RXB00583

  • [FCA CF] Functions requiring qualifications (10 Feb 2022 to 14 Feb 2025)
  • [FCA CF] Client dealing (10 Feb 2022 to 14 Feb 2025)
• Roy Arthur Loader

  IRN RAL00016

  • CF30 Customer (11 Jan 2011 to 2 Sep 2013)
• Sarah Christina Birch

  IRN SCL01089

  • CF30 Customer (13 Oct 2016 to 1 Jun 2018)
• Stefan Kenneth Fura

  IRN SKF01013

  • Responsible for Insurance Distribution (since 19 Dec 2024)
  • SMF3 Executive Director (since 4 Mar 2024)

No changes recorded yet.