Roy Arthur Loader

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Headley Financial Services Limited (no longer approved here)
FRN 527443
- CF30 Customer (11 Jan 2011 to 2 Sep 2013)
Worldwide Financial Planning Ltd (no longer approved here)
FRN 440668
- CF30 Customer (1 Nov 2007 to 29 Dec 2010)
- CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
Worldwide Financial Planning Limited (no longer approved here)
FRN 185798
- Employed By (30 Jun 2004 to 30 Dec 2005)
Kingsmead IFA Limited (no longer approved here)
FRN 154157
- (11)Employed By (1 Dec 2001 to 17 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.