Mark David Potter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Headley Financial Services Limited (no longer approved here)
FRN 527443
- CF30 Customer (20 Jul 2012 to 1 Jan 2018)
IFS Financial Management Limited (no longer approved here)
FRN 225384
- CF1 Director (6 Sep 2011 to 29 Jun 2012)
- CF30 Customer (6 Sep 2011 to 17 Sep 2012)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF30 Customer (1 Nov 2007 to 30 Sep 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (AR) (1 Dec 2001 to 30 Sep 2011)
Ethos Financial Management Limited (no longer approved here)
FRN 189808
- (2)Employed By (24 Dec 1998 to 30 Sep 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.