IFS Financial Management Limited

Date authorised
1 April 2013
Companies House
04375278
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 210
    95 Mortimer Street
    London
    W1W 7GB
    UNITED KINGDOM
    Phone
    +4403300884221
    Web
    https://www.ifs-online.co.uk

  • Complaints Contact

    Suite 210
    95 Mortimer Street
    London
    W1W 7GB
    UNITED KINGDOM
    Phone
    +4403300884221

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony John Reed

    IRN AJR00071

    • CF21 Investment Adviser (20 Nov 2003 to 18 Feb 2005)
  • Craig Andrew Lionel Desroy

    IRN CAD00004

    • CF30 Customer (7 Jun 2011 to 12 Jul 2013)
  • Gary Michael Dolman

    IRN GMD00005

    • CF30 Customer (1 Nov 2007 to 12 Dec 2009)
    • CF24 Pension Transfer Specialist (12 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Aug 2005 to 31 Oct 2007)
  • Hugh Charles Gibaud

    IRN HCG00003

    • CF2 Non Executive Director (13 Jun 2008 to 10 Dec 2012)
  • Inga Clarke

    IRN IXC01279

    • CF30 Customer (28 Mar 2013 to 14 Nov 2013)
  • Jeremy Derek Miles

    IRN JDM00057

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Significant management (since 10 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 10 Jan 2022)
    • [FCA CF] Client dealing (since 10 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 May 2006 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (20 Nov 2003 to 31 Mar 2009)
    • CF21 Investment Adviser (20 Nov 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (20 Nov 2003 to 8 Dec 2019)
    • CF1 Director (20 Nov 2003 to 8 Dec 2019)
  • John Edward Whitehead

    IRN JEW00018

    • CF30 Customer (1 Jun 2009 to 31 Aug 2011)
  • Keith Anthony Lowden

    IRN KAL00003

    • CF24 Pension Transfer Specialist (12 Jul 2006 to 27 Feb 2007)
    • CF21 Investment Adviser (25 Jul 2005 to 27 Feb 2007)
  • Kevin Francis Robbin

    IRN KFR00002

    • CF30 Customer (1 Nov 2007 to 10 Dec 2012)
    • CF11 Money Laundering Reporting (20 Nov 2003 to 1 May 2006)
    • CF21 Investment Adviser (20 Nov 2003 to 31 Dec 2004)
  • Mark David Potter

    IRN MDP00031

    • CF30 Customer (6 Sep 2011 to 17 Sep 2012)
    • CF1 Director (6 Sep 2011 to 29 Jun 2012)
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Recent activity

Updates to this firm's record on the FCA register.

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