Paul Anthony Marriott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Headley Financial Services Limited (no longer approved here)
FRN 527443
- SMF16 Compliance Oversight (5 Mar 2024 to 20 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (5 Mar 2024 to 20 Sep 2024)
ASSET INTELLIGENCE PORTFOLIO MANAGEMENT LTD (no longer approved here)
FRN 842662
- SMF17 Money Laundering Reporting Officer (MLRO) (26 May 2022 to 20 Sep 2024)
- SMF16 Compliance Oversight (26 May 2022 to 20 Sep 2024)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (8 Apr 2015 to 18 May 2016)
HFB Financial Planning Ltd (no longer approved here)
FRN 608731
- (4)Employed By (30 Mar 2015 to 18 May 2016)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (24 Jan 2013 to 28 Jun 2013)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (7 Mar 2008 to 31 May 2012)
- CF21 Investment Adviser (9 Jan 2003 to 26 Jul 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.