HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mary Wai-Yi Fung
IRN MWF01024
- CF21 Investment Adviser (3 Mar 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (8 Oct 2002 to 3 Mar 2003)
Mary-Ann Cameron
IRN MXC00251
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Matthew Benjamin Ryder
IRN MBR00013
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Matthew Brennan
IRN MXB00440
- [PRA CF] Significant risk taker or Material risk taker (since 7 Feb 2025)
- [FCA CF] Client dealing (since 7 Feb 2025)
- [FCA CF] Material risk taker (since 7 Feb 2025)
Matthew Charlesworth
IRN MXC00039
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Matthew David Kerslake
IRN MDK00021
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Feb 2003)
Matthew Douglas Nelms
IRN MDN00005
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Matthew Hilmar Cuhls
IRN MHC01050
- Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2024)
Matthew James Preston
IRN MJP01359
- [FCA CF] Material risk taker (18 Dec 2023 to 19 Dec 2023)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2023 to 19 Dec 2023)
Matthew John Ryder
IRN MJR00155
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.