Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2023 to 19 Dec 2023)
    • [FCA CF] Material risk taker (18 Dec 2023 to 19 Dec 2023)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] Material risk taker (18 Dec 2023 to 19 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2023 to 19 Dec 2023)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • [FCA CF] Material risk taker (18 Dec 2023 to 19 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2023 to 19 Dec 2023)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Material risk taker (18 Dec 2023 to 30 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2023 to 30 Jan 2026)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • [FCA CF] Material risk taker (18 Dec 2023 to 19 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2023 to 19 Dec 2023)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • [FCA CF] Material risk taker (18 Dec 2023 to 30 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2023 to 30 Jan 2026)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2023 to 30 Jan 2026)
    • [FCA CF] Material risk taker (18 Dec 2023 to 30 Jan 2026)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Oct 2010 to 26 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

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