HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Warren Fleming
IRN MWF01022
- CF21 Investment Adviser (7 Apr 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 7 Apr 2003)
Mark Watford
IRN MXW00123
- CF21 Investment Adviser (4 Dec 2002 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 4 Dec 2002)
Mark William Yellops
IRN MWY00001
- CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Feb 2002)
Martin Andrew Bowles
IRN MAB00126
- CF21 Investment Adviser (1 Dec 2001 to 25 Sep 2002)
Martin Andrew Smart
IRN MXS00206
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Martin David Parish
IRN MDP00002
- CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2003)
Martin Dixon
IRN MXD01373
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Jun 2003)
Martin Gilbert
IRN MXG00026
- CF22 Investment Adviser (Trainee) (7 May 2003 to 5 Jun 2003)
Martin James Warden
IRN MJW00114
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Martin James Willett
IRN MJW01336
- CF21 Investment Adviser (25 Feb 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.