Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (14 Sep 2023 to 12 Jan 2024)
- [FCA CF] Significant management (14 Sep 2023 to 12 Jan 2024)
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- [FCA CF] Client dealing (1 Jul 2020 to 12 Jan 2024)
- [FCA CF] Functions requiring qualifications (1 Jul 2020 to 12 Jan 2024)
- [FCA CF] Manager of certification employee (1 Jul 2020 to 12 Jan 2024)
- [FCA CF] Significant management (1 Jul 2020 to 12 Jan 2024)
- CF30 Customer (1 Nov 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 9 May 2013)
- CF21 Investment Adviser (4 Aug 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Jan 2003 to 14 Feb 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.