HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jonathan Howard Sands
IRN JHS00033
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Jonathan Marc Parfitt
IRN JMP00033
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Jonathan Morris
IRN JXM00389
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Jonathan Neil Cole
IRN JNC00014
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Jonathan Smart
IRN JXS00314
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 22 Nov 2002)
Jonathan Warren Eastwood
IRN JXE00053
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Jonathon Roderick Alan Bond
IRN JRB01110
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 May 2021)
- CF2 Non Executive Director (1 Sep 2019 to 8 Dec 2019)
Joseph Morris Felton
IRN JMF00037
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Joyce Margaret Mitchell Corbett
IRN JMC00064
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Judith Elizabeth Morgan
IRN JEM01170
- CF22 Investment Adviser (Trainee) (20 May 2003 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.