Jonathan Warren Eastwood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SFIA Wealth Management Limited

    FRN 621884

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 1 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2026)
  • Eastwood Financial Solutions Ltd

    FRN 514308

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsibility for MCD Intermediation (since 28 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
    • [FCA CF] Client dealing (since 1 Apr 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] CASS oversight function (1 Apr 2020 to 23 Aug 2024)
    • [FCA CF] Significant management (1 Apr 2020 to 23 Aug 2024)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 23 Aug 2024)
    • Responsible for Insurance Mediation (17 Aug 2010 to 30 Sep 2018)
    • CF30 Customer (1 Apr 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2010 to 8 Dec 2019)
    • CF1 Director (1 Apr 2010 to 8 Dec 2019)
  • PROTECTION & INVESTMENT LIMITED (no longer approved here)

    FRN 222993

    • CF30 Customer (1 Nov 2007 to 28 Apr 2010)
    • CF21 Investment Adviser (23 Mar 2007 to 31 Oct 2007)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF22 Investment Adviser (Trainee) (14 Nov 2005 to 16 Mar 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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