HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Spellman
IRN JXS01695
- CF1 Director (10 Nov 2005 to 8 Sep 2006)
John Stephen Edwards
IRN JSE01014
- CF8 Apportionment and Oversight (8 Apr 2004 to 7 Mar 2006)
- CF3 Chief Executive (8 Apr 2004 to 7 Mar 2006)
- CF1 Director (19 Sep 2003 to 7 Mar 2006)
John Stuart Cameron
IRN JSC00025
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
John Stuart Campbell
IRN JSC00013
- CF21 Investment Adviser (1 Dec 2001 to 2 Oct 2002)
John Van Der Wielen
IRN JXV01156
- CF1 Director (4 Mar 2009 to 7 Apr 2010)
- CF3 Chief Executive (4 Mar 2009 to 7 Apr 2010)
- CF8 Apportionment and Oversight (4 Mar 2009 to 31 Mar 2009)
Johnathan David Kean
IRN JDK00009
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Johnny Roy Arthur
IRN JRA00022
- CF22 Investment Adviser (Trainee) (30 May 2003 to 5 Jun 2003)
Jonathan Austin May
IRN JAM00072
- CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2003)
Jonathan David Bessell
IRN JDB01155
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Jonathan David Martin
IRN JDM00018
- CF22 Investment Adviser (Trainee) (14 May 2003 to 5 Jun 2003)
- CF21 Investment Adviser (1 Dec 2001 to 2 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.