John Spellman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HUB Financial Solutions Limited (no longer approved here)
FRN 455713
- CF1 Director (AR) (10 Jun 2014 to 7 Feb 2018)
- CF2 Non Executive Director (AR) (17 Jun 2013 to 28 May 2014)
The Open Market Annuity Service Ltd (no longer approved here)
FRN 469018
- Employed By (10 Jun 2014 to 7 Feb 2018)
HBOS Investment Fund Managers Limited (no longer approved here)
FRN 119223
- CF1 Director (10 Nov 2005 to 8 Sep 2006)
SCOTTISH WIDOWS LIMITED (no longer approved here)
FRN 181655
- CF1 Director (10 Nov 2005 to 8 Sep 2006)
St Andrew's Insurance Plc (no longer approved here)
FRN 202932
- CF1 Director (10 Nov 2005 to 8 Sep 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.