HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew David Curran
IRN ADC00024
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Andrew David James
IRN ADJ00021
- CF22 Investment Adviser (Trainee) (9 May 2003 to 5 Jun 2003)
Andrew David Oliver
IRN ADO00005
- CF21 Investment Adviser (22 Jan 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 May 2002 to 22 Jan 2003)
Andrew David Sandford
IRN ADS00063
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Andrew David Vaughan
IRN ADV00006
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Andrew Dennis Farrell
IRN ADF00014
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Andrew Derek Lake
IRN ADL00011
- CF21 Investment Adviser (3 Mar 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (26 Oct 2002 to 3 Mar 2003)
Andrew Ferguson Bruce
IRN AFB00010
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Andrew Geddes
IRN AGG00014
- CF21 Investment Adviser (15 May 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (25 Feb 2003 to 15 May 2003)
Andrew Hedley Hornby
IRN AHH01015
- CF1 Director (1 Dec 2001 to 6 Feb 2002)
- CF2 Non Executive Director (1 Dec 2001 to 12 Feb 2002)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.