HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Hunt
IRN AXH00045
- CF21 Investment Adviser (1 Dec 2001 to 17 Jun 2002)
Andrew James Birchwood
IRN AJB00134
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Andrew James Cheater
IRN AJC01333
- CF22 Investment Adviser (Trainee) (16 Jan 2003 to 5 Jun 2003)
Andrew James Cruse
IRN AJC00151
- CF22 Investment Adviser (Trainee) (30 Apr 2003 to 5 Jun 2003)
Andrew James Hargreaves
IRN AJH01374
- CF21 Investment Adviser (30 Apr 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (10 Dec 2002 to 30 Apr 2003)
Andrew James Lightfoot
IRN AJL00060
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Andrew John Badowski
IRN AJB00060
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2005)
Andrew John Beard
IRN AJB00160
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Andrew John Burns
IRN AJB00093
- CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2002)
Andrew John Donachie
IRN AJD01408
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 May 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 12 May 2023)
- CF10 Compliance Oversight (6 Dec 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Feb 2017 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.