Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (9 Jan 2020 to 11 May 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2022)
    • CF30 Customer (11 Feb 2013 to 31 Aug 2022)
  • AFL Financial Planning Services Limited (no longer approved here)

    FRN 516642

    • (10)Employed By (20 May 2014 to 31 Aug 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (15 May 2003 to 5 Jun 2003)
    • CF22 Investment Adviser (Trainee) (25 Feb 2003 to 15 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AFL Financial Planning Services Limited

  2. controlled function added: (10)Employed By at AFL Financial Planning Services Limited