HBOS Investment Fund Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Simon Rowland Cherry
IRN SRC00014
- (591)CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Simon Stuart Peter Dickson
IRN SPD00025
- (496)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Simon Theodore Peter Bartlett
IRN STB00023
- (1318)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Simon Wei Lop Lau
IRN SWL00014
- (934)CF21 Investment Adviser (30 Apr 2003 to 5 Jun 2003)
- (933)CF22 Investment Adviser (Trainee) (20 Dec 2002 to 30 Apr 2003)
Simone Louise Crowder
IRN SLC00028
- (1592)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Sophia Vorajee
IRN SXV01096
- (178)CF22 Investment Adviser (Trainee) (12 Feb 2003 to 5 Jun 2003)
Sophie Alexandra Comer
IRN SXC00948
- (1461)[PRA CF] Significant risk taker or Material risk taker (9 Feb 2023 to 27 Nov 2025)
- (1462)[FCA CF] Material risk taker (9 Feb 2023 to 27 Nov 2025)
Sophie Jane O'Connor
IRN SJO01101
- (1794)SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2023)
- (1795)CF2 Non Executive Director (30 Sep 2019 to 8 Dec 2019)
Stephanie Jane Giauna
IRN SJG01183
- (1026)CF21 Investment Adviser (24 Sep 2002 to 10 Feb 2003)
Stephanie Jane Salt
IRN SJS00063
- (998)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.