Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PLAN AHEAD FINANCIAL LTD
FRN 450780
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 28 Mar 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 24 Dec 2012)
- CF1 Director (18 Oct 2006 to 8 Dec 2019)
- CF21 Investment Adviser (21 Jun 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.